CFE Disciplinary Decisions

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February 01, 2019:   CFE 18-0006 Credit Suisse Securities (USA) LLC, and Credit Suisse International 
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February 01, 2019:   CFE 18-0007 UBS Securities LLC 
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February 01, 2019:   CFE 18-0004 Akuna Securities LLC 
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June 22, 2018:   CFE 18-0002 RBC Capital Markets, LLC. 
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April 16, 2018:   CFE 17-0006 David Lambert and DBF GP LLC 
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January 24, 2018:   CFE 18-0001 Clear Capital Group LLC 
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January 02, 2018:   CFE 17-0010 DRW Securities LLC 
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December 14, 2017:   CFE 17-0009 ABN AMRO Clearing Chicago LLC 
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October 24, 2017:   CFE 17-0007 HSBC Trinkaus & Burkhardt AG 
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August 23, 2017:   CFE17-0005 Deutsche Bank Securities Inc. 
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