CFE Rule Filings


CFE Rule Filings



Date Document Description Federal Register Publications
03/24/2017 SR-CFE-2017-009  Updates to Regulatory Independence Policies
03/17/2017 SR-CFE-2017-006  New European FCM Incentive Program
03/17/2017 SR-CFE-2017-008  Southern Hemisphere Incentive Program
03/17/2017 SR-CFE-2017-007  Foreign New Proprietary Trading Firm Incentive Program
03/10/2017 SR-CFE-2017-005  LLC Agreement Updates
03/02/2017 SR-CFE-2017-004  Updates to Rule 303 and 304
02/21/2017 SR-CFE-2017-003  VX Halt Provisions
02/16/2017 SR-CFE-2017-002  TAS Block Trade Amendment (Strips)
01/19/2017 SR-CFE-2017-001  Anticipatory Hedging for Block Trades
01/19/2017 SR-CFE-2017-001a  Security Futures Rule Filing Regarding Anticipatory Hedging for Block Trades
12/15/2016 SR-CFE-2016-018  Updates to New Foreign Trader Incentive Program and Extension
12/14/2016 SR-CFE-2016-017  2017 Fee Schedule Changes
12/01/2016 SR-CFE-2016-004a  Security Futures Rule Filing Regarding Attempted Fraudulent Acts
12/01/2016 SR-CFE-2016-016  Attempted Fraudulent Acts
11/29/2016 SR-CFE-2016-014  Extend DPM Program Until 12-31-17
11/29/2016 SR-CFE-2016-015  Extend TPH Program Until 12-31-17
08/03/2016 SR-CFE-2016-013  LMM Program for Weekly VX Futures
06/17/2016 SR-CFE-2016-012  Foreign Fee Waiver
06/10/2016 SR-CFE-2016-003a  Security Futures Rule Filing Regarding Account and Order Ticket Information
06/09/2016 SR-CFE-2016-011  Account and Order Ticket Information